The Stoic Doctrine of Lekta (Sayables)
THE PLACE OF THE DOCTRINE OF LEKTA IN THE STOIC DIALECTIC
SVF = Hans von Arnim, Stoicorum Veterum Fragmenta, Lipsia 1903-1905 (the standard collection of the Fragments of ancient Stoics).
"In moving from the theory of knowledge to the other topics which the Stoics include within the third branch of their philosophy, it must be noted that they draw a sharp distinction
between logic and language. All the remaining topics can be grouped either on one side of this distinction or the other. The Stoics define language as utterance. Language is sound. It is corporeal,
material, and sensible. (135) Hence, language is part of the world of real being. Words, real beings themselves, are natural signs of natural objects. Logic, on the other hand, falls within the
category of the incorporeals. Logical statements are lekta. (136) They have meaning, but since they are not corporeal, they do not have full being. They exist only intramentally. The
lekta include predicates, arguments, syllogisms, and fallacies. They are not natural signs of natural objects.
This classification of logical statements as lekta has important implications for the way in which the Stoics handle dialectic, or logic as a formal branch of philosophical
investigation.(137) Their logic is propositional. The variables in Stoic syllogisms are propositions, in contrast to the variables in Aristotelian syllogisms, which tend to be terms and classes. The
Stoics are sensitive to the grammatical precision of their logical propositions; they elaborate a more precise way of expressing negation than had been used hitherto, prefixing a negative word to the
entire proposition and not just to the verb. Thus, instead of saying "It is not day," they say "Not: it is day." While less idiomatic, this is a more unambiguous way of specifying what is being
negated, similar to the usage "Not-p" in modern symbolic logic. Indeed, the technical ingenuity of Stoic logic is considerable, resulting in a number of ideas which had been neglected in Aristotle's
Since lekta are not natural signs of natural objects, the Stoic preference in logic is for hypothetical syllogisms.(138) Unlike the categorical, deductive, or inductive
syllogisms used by Aristotle, the hypothetical syllogism does not begin with an axiomatic statement about a general class of beings, nor does it conclude with a statement about the fixed, essential
nature of things. For the Stoics, such a procedure would have been in conflict with a propositional logic whose aim is to demonstrate the logical tenability of the conclusions of one's premises, not
their empirical or ontological verifiability. At the same time, and although they are lekta, the Stoics' hypothetical syllogisms are compatible with the physics which they espoused, for
their syllogisms deal with the changing relations between concrete individual events rather than with a changeless structure of fixed essences.(139) The five main types of syllogisms used by the
Stoics may be schematized as follows:
Conditional: "If it is light, it is day."
Conjunctive: "It is light and it is day."
Disjunctive: "Either it is light or it is day."
Causal: "It is light because it is day."
Likely: "It is more likely that it is day than that it is night."
In all cases both the initial premises and whatever conclusions may follow from them refer to transient events. Having demonstrated a proposition by means of these syllogisms, one
has still not claimed to have said anything about an enduring natural phenomenon. This is a perfectly reasonable choice for the Stoics given both their physics of dynamic events and their conception
of the lekta."
(135) SVF, 1, 74; 2, 140-41, 144a.
(136) See the references cited in note 35 above; Diogenes Laertius, Lives 7. 63-81.
(137) The traditional view of Stoic logic, treating it as beneath consideration because of its departures from Aristotelian logic, is stated clearly by Carl Prantl, Geschichte
der Logik im Abendlande (Leipzig, 1927), 1, 401-96. It has been superseded by a positive reinterpretation of Stoic logic, marked by two trends. One understands Stoic logic and its differences
from Aristotelian logic in the light of its connections with the rest of the Stoic system. The most important studies in this area are Urs Egli, Zur stoischen Dialektik (Basel, 1967), pp.
93-104; Michael Frede, Die stoische Logik, Abhandlungen der Akademie der Wissenschaften in Göttingen, philosophisch-historische Klasse, 3:88 (Göttingen, 1974); and Virieux-Reymond, La
logique et l'épistimologie des Stoïciens. See also Bréhier, Hellenistic and Roman Age, pp. 41 fr.; V. Brochard, Études de philosophie ancienne et de philosophie moderne, nouv.
ed. I Paris, 1926), pp. 220-51; Carlo Diano, Forma ed evento: Principii per una interpretatione del mondo greco (Venezia, 1952), pp. 9-20; Edelstein, Meaning of
Stoicism,pp. 27-29; Goldschmidt. I.e système stoïcien, pp. 82 83; Josiah 13. Gould, "Chrysippus: On the Criteria for the Truth of a Conditional Proposition," Phronesis, 12
(1967), 152-61; Chrysippus, pp. 66-88; Charles H. Kahn, "Stoic Logic and Stoic Logos," Archiv für Geschichte der Philosophie, 51 (1969), 158-72; Lorenzo Pozzi, "Il nesso di
implicazione nella logica stoica," Atti del convegno di storia della logica, Parma, 8-10 ottobre 1972 (Padova, 1974), pp. 177-87; Giulio Preti, "Sulla dottrina del semeion
nella logica stoica," Rivista critica di storia della filosofia, 2 (1956), 5-14; Reymond, "La logique stoïcienne," Revue de Théologie et de Philosophie, n.s. 17 (1929), 161-71;
Carlo Augusto Viano, "La dialettica stoica," Rivista di filosofia, 49 (1958), 179-227; Antoinette Virieux-Reymond, "Le 'sunemménon' stoïcien et la notion de la loi scientifique," Studia
Philosophica, 9 (1949), 162-69.
The second group consists of scholars primarily interested in modern logic, who have rediscovered Stoic logic because of the affinities they perceive between it and the school of
Carnap and Frege. The essay which began this movement is Jan Lukasiewicz, "Zur Geschichte der Aussagenlogik," Erkenntnis, 5 (1935), 111-31. The most important technical treatment of Stoic
logic within this or any other perspective is Benson Mates, Stoic Logic (Berkeley, 1953). See also Nimio de Anquin, "Sobre la logica de los Estoicos," Sapientia, 11 (1956), 166-72;
Oskar Becker, Zwei Untersuchungen zur antiken Logik (Wiesbaden, 1957); I. M. Bochenski, Ancient Formal Logic (Amsterdam, 1951), pp. 77-102; William Kneale and Martha Kneale, The
Development of Logic (Oxford, 1962), pp. 11376; Leo Lugarini, "L'orizzonte linguistico del sapere in Aristotele e la sua trasformazione stoica," Il Pensiero, 8 (1963), 327-51;
Jürgen Mau, "Stoische Logik. Ihre Stellung gegenüber der aristotelische Syllogistik und dem modernen Aussagekalkül," Hermes, 85 (1957), 147-58; Mario Mignucci, Il significato della
logica stoica, 2a ed. (Bologna, 1967); Jan Mueller, "An Introduction to Stoic Logic," in The Stoics, ed. Rist, pp. 1-26.
(138) SVF, 2, 182, 207-08, 213, 215, 241-42, 245.
(139) For the parallels in physics see SVF, 2, 13, 114, 395-97. Good analyses of this point can be found in Jacques Brunschwig, "Le modèle conjonctif," Les Stoiciens et
leur logique, Actes du Colloque de Chantilly, 18-22 septembre 1976 (Paris, 1978), pp. 61-65; Edelstein, Meaning of Stoicism, pp. 27-29; Michael Frede, "Stoic vs. Aristotelian
Syllogistic," Archiv für Geschichte der Philosophie, 56 (1974), 1-32; Goldschmidt, Le système stoïcien, pp. 82-83; Gould, "Chrysippus," Phronesis, 12 (1967), 152-61;
Chrysippus, pp. 66-88; A. A. Long, "Dialectic and the Stoic Sage," in The Stoics, ed. Rist, pp. 101-24; Virieux-Reymond, "Le 'sunemménon' stoicien," Studia Philosophica, 9 (1949),
162-69. William H. Hay, "Stoic Use of Logic," Archiv für Geschichte der Philosophie, 51 (1969), 145-57 argues unconvincingly that the Stoic syllogisms also reflect an interest in abstract
subjects and universal conclusions.
(140) SVF, 2, 368-75. On the other hand, Andreas Graeser, "The Stoic Categories," Les stoiciens et leur logique, pp. 199-221; "The Stoic Theory of Meaning," in
The Stoics, ed. Rist, p. 78 sees the categories as linguistic expressions signifying syntactical classifications.
(141) SVF, I, 91.
From: Marcia L. Colish - The Stoic Tradition from Antiquity to the Early Middle Ages. I. Stoicism in Classical Latin Literature, Leiden, Brill 1985, pp. 53-55
THE LEKTON AS WHAT IS SAID OR PREDICATED OF SOMETHING
"4.1.1 According to SVF 1, 89, Zeno of Citium, the founder of the Stoic school, made a distinction between a cause, which is a body or soma, and that of which it
is the cause, which is called symbebekos, consequence, or kategorerna, predicate. Stobaeus, who gives this information, cites as examples of causes or bodies practical
wisdom(phronesis), the principle of life (psyche), and self-control (sophrosyne); and as examples of what is caused by these bodies being wise (phronein), living
(zen), and being temperate (sophronein). For the Stoics a body or soma is everything that acts or undergoes action (SVF II, 336, 340). What is done or undergone by
such agents or patients, the action or passion, is a kategorema, which in contrast with the somatic agents or patients is characterized as asomatic (asomaton) Sextus M IX,
211) gives the following examples. The lancet and the flesh are bodies; the lancet is the cause of an asomatic kategorema, namely being cut, with respect to the flesh. Fire and wood are
bodies; the fire is the cause of an asomatic kategorema, namely being burnt, with respect to the wood. Further examples can be found in SVF II, 349, where it is also added that the
flesh is the cause of the cutting with respect to the lancet.
The verbal character of that which is caused was stressed by the Stoics against those who maintained that it could be indicated by nominal expressions (SE, PH III, 14). If
the sun or the sun's heat makes the wax melt, we have to say that the sun is the cause, not of the melting of the wax (tes chyseos), but of the wax being melted, of a kategorema
which is indicated by an infinitive (tou cheisthai). Clement of Alexandria (SVF III, 8, p. 263) even makes an explicit distinction, in a somewhat similar context, between 'is cut'
(temnetai), which is the actual kategorema, and the infinitive 'to be cut', which is the name (ptiptosis) of the katkategorema." pp. 45-46
"The strongest proof that the term lekton was used to designate that which is said or predicated of something, as a synonym of kategorema and in the typical frame
of the Stoic theory of predication, is the fact that it is so often qualified by the attribute asomaton. In many contexts one can make sense of this characterization only by taking lek
ton as standing for the action or passion, the pragma which is signified by the verb, in contrast with the somata which perform or undergo the action. It is therefore time to
try to throw more light upon the ontological and psychological aspects of that which the Stoics called asomaton.
4.1.5. As for the ontological aspects, I shall confine myself to a rough outline; for details and controversial points I refer to Bréhier (1962), Goldschmidt (1969), Hadot (1968 and
1969), and Rist (1969). At the top of the Stoics' ontological hierarchy we find the ti. These somethings are divided into the on and the me on, the sphere of the existent
and the sphere of the non-existent. To the on belong the somata, the things that can perform or undergo actions. In terms of the Stoic categories a soma is composed of
hyle, matter, and poiotes, determining quality. To the me on belong the void, place, time, and the lekta. These four asomata do not have an independent
existence of their own; they are only thought and said. A lekton, as we have seen, belongs to a soma (hyparchein) when the soma actually performs or undergoes the action
concerned, but in itself it does not have the same kind of existence as a soma has. What is predicated of a soma is an event that occurs at the periphery of the domain in which
bodies act and are acted upon; the actuality of the event entirely derives from the body by which it is caused. In terms of the Stoic categories the lekton has to be associated with
the pos echon, the ways of behaving of a body, and the pros ti pa's echon, its ways of behaving in relation to something else.
4.1.6. Turning now to the psychological side of the aromatic lekton, I first call attention to a passage (DL VII, 51) in which two divisions of presentations
(phantasiai) are mentioned. One is into those of living beings possessed of reason and speech (logikai) and those of living beings that are deprived of these
faculties(alogoi). The presentations of the first group are also called noeseis, in a broad sense of that word (Cf. SVF II, 89). The second division divides presentations
into those of sense-perception (aisthetikai) and those of thought in the narrower sense (dia tes dianoias). To the latter group belong the presentations of asomata and of
the other things that are apprehended only by means of the logos. Parallel to this second division into presentations of sense-perception and presentations of thought we often find a
distinction between periptosis and metabasis: between direct acquaintance by means of the senses (for instance, with something white or black, sweet or bitter) and the formation of
ideas, which consists in a kind of transition from sense-perception to something else. The metabasis is characteristic of man (SE, AM VIII, 276, 288; Epictetus,
Dissertationes I, 6, 10). This creative power of the human mind amounts, however, to no more than the faculty of compounding, transposing, augmenting, or diminishing the materials afforded
us by the senses; it is impossible to find in thought anything which one does not possess as known by experience (SE, AM VIII, 58, 60). Sextus gives the following examples of metabasis
(AM I, 25, III, 40, VIII, 59, IX, 393, XI, 250). Because of a likeness of Socrates, which has been seen, we conceive of Socrates, who has not been seen. Starting from the common man we move on
to a conception of a giant. By decreasing the size of the common man we grasp a conception of a pygmy. By way of composition we derive from man and horse the conception of a thing we have never
perceived, a centaur. DL VII, 52-53, gives a more extensive list of possibilities. The queer thing is that he contrasts periptosis not with metabasis generally, but with such
species of metabasis(in Sextus's sense) as resemblance, analogy, transposition, composition, and opposition. Metabasis occurs as one of the species: some ideas are formed by
transition, for instance lekta and place, both asomata. This may be just a mistake; or the word metabasis may have been used by some in a generic sense and by others in a
more special sense, without much further difference of meaning.
Now the lekton was defined as that which exists kata logiken phantasian, by way of a presentation which is typical of a living being possessed of reason and speech
(DL VII, 63; SE, AM VIII, 70). Sextus adds that a logike phantasia is a presentation in which it is possible to set the thing presented before the mind by means of
speech(logos). This can be connected with what DL, VII, 49, says: first comes the presentation and then follows thought (dianoia), which is capable of expressing things in speech
(eklaletike) and expresses that which it undergoes by the influence of the presentation, by means of an utterance. From elsewhere (SVF II, 236) we know that the Stoics called the
noemata by the name of ekphorika, things capable of being expressed in words.
The view that the thinking faculty is capable of forming, on the basis of the materials offered by sense-perception, new presentations which are arrived at by a process of
metabasis and exist only in so far as they are thought and expressed in words, was illustrated by means of the following simile (SE, AM VII, 409). A trainer or drill-sergeant who is
teaching a boy rhythm and how to make certain motions sometimes takes hold of the boy's hands and at other times stands at a distance and offers himself as a model for the boy's imitations, by making
certain rhythmical motions. In the same way some of the objects presented produce the impression in the soul as it were by touching and contact with it (such as white and black and somata
generally), whereas others are not of this nature, since in their case the principal part of the soul has presentations which are not caused by them but are formed on the occasion of their occurrence
(tou hegemonikou ep'autois phantasioumenou kai ouch hyp'auton), as is the case with asomatic lekta. Sextus cites this simile in connection with the question of how presentations of
asomatic lekta are possible. Since an asomaton neither effects nor suffers anything, it cannot produce presentations in the soul. The Stoics apparently solved this problem by
pointing out that just as the boy makes both movements which are caused by the trainer and spontaneous movements, so the soul has both presentations that are caused by somata and spontaneous
presentations -- for instance, of lekta. The lekta do not cause their presentations, but those presentations are produced by the soul itself, although this spontaneous production is
limited to certain operations on the impressions of sense-perception.
That lekta are merely thought and that nothing directly corresponds to them in the world of existing somata is confirmed by SVF II, 521. The Stoics
considered time and asomata generally as existing only in thought, without the reality of bodies which consists in causal activity. It looks as if this were contradicted by a passage in
Plutarch (De communibus notitiis contra Stoicos 1084 c), where such activities as walking and dancing (ton peripaton, ten orchesin) are counted among the somata. This can
be connected with what Seneca (Epistula 113, 23; SVF II, 836) tells us about a controversy between Cleanthes and Chrysippus concerning the nature of walking
(ambulatio).Cleanthes contended that it is pneuma which has been sent down from the principal part of the soul into the feet; Chrysippus maintained that it is the principal part of
the soul itself (a soma). To solve the apparent contradiction we probably have to distinguish between the Om as far as it is in a certain state or is disposed in a certain way
(pos echon) and that state itself, considered on its own. If the action or passion is regarded as realized in a soma, it is, as it were, an aspect of that soma. This point
of view was strongly emphasized by Chrysippus, here and elsewhere. But if the action or passion is contrasted with the soma, as that which is caused or undergone by it, it is seen to have a
status of its own; from this point of view it is something asomatic and a mere product of thought.
4.1.7. It may be concluded, I think, that at least one of the ways in which the word lekton was used by Stoic philosophers was to designate that which is said or predicated
of something. The lekton or kategorema is an asomatic pragma, an action or passion which is performed or undergone by a soma. From an ontological point of view the
lekton-kategorema-pragma is totally different from the soma. Somata are the real things which are characterized by their capacity of acting and being acted upon. The actions or
passions themselves are merely thought and expressed in words; they are presentations which are spontaneously formed by a transition from sense-experience and made known by spoken sounds, without
having a direct counterpart in somatic reality. Given this ontological and psychological peculiarity of the lekton, it is not unlikely that almost from the beginning the word lekton
could also be taken as referring to that which is only (thought and) said. If the lekton as such does not really exist and is nothing but a spontaneous product of thought, it is quite
natural to see it not only as that which is said of a soma, but also as that which is merely an expressed thought, only something said." pp. 51-55
From: Gabriel Nuchelmans, Theories of Proposition. Ancient and Medieval Conceptions of the Bearers of Truth and Falsity. Amsterdam, North-Holland 1973.